STAGE | PROBLEMS FACED
BY THE COMPANY | WORLD FINANCIAL
HOLDING SERVICES | PRIMARY OBJECTIVE | IMPLEMENTER |
Preparation stage of listing | Formulating strategic plans and predicting restructuring Analysis of core business and non core business Determine the main body of the listed company Analysis of the impact of the restructuring plan on finance and taxation Employee training Understanding differences between Chinese and American accounting standards in financial | Assisting staff training and solving the concept of listing Assisting in the formulation of listed strategies and programmes Advice on the U.S. securities market and financing channels Review of the impact of business and capital structure on listing Prepare preliminary US GAAP financial information report, and appropriately adjust the reorganization plan. Assist in formulating financial models and valuations and actuarial calculations Assisting the demand for funds to find strategic investment partners | Determination of the reorganization plan Listing strategy arrangement The professional knowledge and ability training of the employees listed in the quasi listed company Training and setting up guidance of financial internal control process | World Financial Holding Group |
Evaluation stage of listing | Prudential investigation of the law Prudential investigation of sponsors Assessment of capital market conditions and investor trends Understand the direction of the pre listed company that needs to be adjusted Formulating the future development plan and budget of the listed business Determine the time and place of listing | Review the company's past accounting methods Review of accounting and internal control management Contact with other lawyers, audit accountants and other professional advisors. Assist the sponsor team to conduct due diligence and risk assessment. Assisting the demand for funds to find strategic investment partners | Set up a listed sponsor professional team Specific measures to determine the adjustment of the listing Sponsor team issued a recommendation letter of commitment Delivery of comprehensive assessment reports | World Financial Holding Group |
Stage of operation | Implementation of capital structure How to Write a Business Plan Company cleaning up Implementing corporate governance Deal with legal formalities such as merger Comprehensive financial audit Standardize and improve internal control Implementation of employee options or compensation plans The business process is perfect and rebuilt | Help implement the design measures of the legal procedure of listing Help set up overseas Mirror Companies and issue legal merger procedures. Assist in company cleaning, writing DD and ODQ to assist in implementing business plan (BP). Assisting in the writing of business discussion and analysis (MD&A) Assist in corporate governance (CG) and set up five committees, such as audit committee. Provide advice on the company's employee options or salary plan, assist in US GAAP comprehensive financial audit. Assist in diagnosing internal control, establishing and perfecting COSO system Help enterprises establish ERP system that meets COSO framework and actual operation needs. Provide the framework for the application of US GAAAP and AS-2 auditing standards To assist in the development of investor public relations (IR) strategy Assist in writing SEC registration (SB-2 or F-1) files | Listing of legal procedures for listing financial audit Listed business plan Investor relations strategy Internal control, COSO framework corporate governance Company cleaning up Personal information disclosure of directors, independent directors and management teams | World Financial Holding Group |
Listing stage | Full disclosure review through SEC Obtaining the NASDAQ listing permission letter (Listing Approval) Shareholder opening Global road show (IPO) Application for exchange trading Listed trading | Assist in answering SEC's questions or blemish letters Assist in the preparation of 10Q or 10K MD&A Assisting the printing of prospectus Assisting in the printing of stock Assistance to the global road show (IPO) Assist quotation frequency test (NON-IPO) Assisting the shareholders' opening up education Assisting in the establishment of investor public relations (IR) Assisting in the application of an exchange listing Assisting publicly listed trading | Full disclosure review through SEC Obtain a license letter The global road show (IPO) passes the quote frequency test, the listing transaction (NON-IPO). Publicly listed trading | World Financial Holding Group |
Continuous modernization after listing | Market strategy Focus on cost benefit Functional structure Human resources Credit risk, market risk and operation risk management Build, expand goodwill and company brand Upgrading and integrating the information technology system Investor relations management Continuous training of employees Continuous information disclosure system | Assist in providing updated information on accounting and regulatory policies. Assist in annual financial and internal control audits Assist in reviewing financial quarterly and internal control review Assist in writing annual and quarterly management discussion and analysis (MD&A). Assist in preparing 10K, 10Q MD&A, 8K report consultation. Assist in the implementation of the provisions of articles 302, 906 and 404 of the SOX bill. Assist in SPO financing and mergers and acquisitions Providing continuous regulatory advisory services Assist in improving internal audit and corporate governance. Assisting in maintaining investor public relations (IR) The strategy of maintaining and stabilizing the stock market Assist in establishing ERP system that meets COSO and enterprise operation needs. | A continuous system of periodic disclosure of information Pre audit work and adjustment of 10K (10Q) audit Major issues (8K) disclosure guidance MD&A and disclosure COSO framework system construction and evaluation report Continuous improvement of corporate governance Investor relations management Human resources, brand, operation management. | World Financial Holding Group |